Return to Agenda

ITEM EX14

EXECUTIVE – 8 JULY 2003

REVIEW OF THE COUNCIL’S TREASURY MANAGEMENT ACTIVITY IN 2002/03

Report by Head of Finance

Introduction

  1. The CIPFA "Code of Practice for Treasury Management" recommends an annual report on the performance of the treasury management function after the close of the financial year. The following report has been written in accordance with this recommendation and reviews the Council’s Treasury Management activity carried out during 2002/03. The following annexes are attached:

Debt Financing

  1. The change in the Council’s debt for the five years ended 31 March 2003 is shown in the table below. This shows that over the five-year period the percentage of fixed debt has increased from 79% to 91%. The Council has taken the opportunity over this period of borrowing long term from the PWLB at good rates of interest. In 1997/98 PWLB 25 year rates were between 7.75% and 5.875%. Since 1998/99 most of the Council’s borrowing has been taken at rates below 5%. The current fixed interest weighting is within the Council’s agreed fixed interest range of 75-100%.
  2. Composition of Oxfordshire County Council’s Debt

     

    Year ended 31 March

    1999

    %

    2000

    %

    2001

    %

    2002

    %

    2003

    %

    Public Works Loan Board (Fixed Interest)

    70

    74

    79

    81

    89

    Money Market Loans (Fixed Interest)

    9

    6

    6

    5

    2

    Internal Balances (Variable Interest)

    21

    20

    15

    14

    9

  3. The table at Annex 2 (download as .doc file) shows the Council’s debt increased from £197.7m at 1 April 2002 to £228.5m at 1 April 2003. This was based upon the 2002/03 capital programme and the rules of repayment of debt laid down by the government in the Local Government and Housing Act 1989.
  4. Normal Debt Financing

  5. The Council borrowed £48 million in longer-term loans during 2002/03 as part of its normal debt-financing programme. All the borrowing was done through the PWLB. The Council held the view that interest rates would fall in the later part of the year. However, as a hedge against the possibility of interest rates rising one loan was taken in July when rates on 15-20 year loans had fallen from 5.5% to 5.125%. 70% of the total borrowed was taken in the second half of the year, which produced the most favourable interest rates. In March 2003 the PWLB changed its policy of issuing borrowing rates from weekly to daily. The PWLB rates are now more responsive to actual market conditions. As a result, it is now more difficult to predict when rates are at their lowest.
  6. Time series graphs showing PWLB interest rates compared to when the Council took its borrowing are attached at Annex 6.(download as .doc file)
  7. Special Debt Restructuring

  8. The Council undertook £8 million of debt restructuring during the year, maintaining its policy of only replacing prematurely repaid debt with loans of a similar maturity period. The restructuring generated a real interest saving of £124,932, which under capital accounting rules has to be spread over the maturity period of the replacement loan, in this instance 20 years.
  9. Maturing Debt

  10. The Council repaid £5 million of maturing PWLB debt and £5 million of Fixed Interest Money market debt during the year. The interest rates on the matured loans averaged 8.36%.
  11. Review of the Council’s External Lending

  12. The Council’s internal balances include provisions, reserves, revenue balances, capital receipts unapplied and the excess of creditors over debtors. Where the balances are not required to fund the Council’s debt they are lent out short-term in the money market in accordance with the Council’s approved lending list and cash flow obligations
  13. The Council uses the seven-day interbank sterling rate as its benchmark to measure its own performance. This is considered the most appropriate rate taking into account the Council’s average level of deposits and cash flow considerations. During 2002/03 the average seven day interbank sterling rate was 3.65% and the Council’s average lending rate was 3.93%, which beat the benchmark by 0.28%.
  14. During February the Council was in a temporary borrowing position as a result of long term debt financing and capital receipt income being received late in the year. The Council borrowed 3 short-term loans totalling £14.965m with an average interest rate of 3.82%. All three loans were taken between 31 January and 4 February and were repaid by 5 February.
  15. In August 2003, the Council transferred £15 million to Alliance Capital, the external fund manager appointed after an extensive tender exercise in the previous financial year. This sum was transferred on the basis of the desirability of diversifying risk and to enhance the investment return on the Council’s cash balances
  16. The market value of the fund at 31 March was £15,383,938 equating to an investment return of 4.27% (4.12% net of fees). Although this was marginally below the fund’s benchmark it achieved a net investment income of £21,648 above that which would have been achieved if the sum had remained in-house.
  17. Due to the nature of the investment the initial view was that performance of the fund should be reviewed after three years. It is therefore, too early to draw any conclusions about the fund managers’ performance. However, regular review meetings are taking place.
  18. External Performance Indicators and Statistics

  19. Each year CIPFA publish annual capital expenditure and treasury management statistics. The statistics for the 2002/03 financial year are not expected to be published until February 2004. The statistics in respect of the 2001/02 financial year have been summarised in Annexes 4 and 5.
  20. Financial Implications

  21. The debt restructuring carried out during 2002/03 produced a real saving of £124,932 and the transfer of funds to Alliance Capital produced a net increase in investment income of £21,648.
  22. RECOMMENDATION

  23. The Executive is RECOMMENDED to note the Council’s Treasury Management activity in 2002/03.

CHRIS GRAY
Head of Finance

Background papers: Nil

Contact officer: Donna Ross Telephone No: 01865 815684

June 2003

Return to TOP