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DRAFT
ITEM EN11

EXECUTIVE – 30 SEPTEMBER 2003

VULNERABLE ROAD USER AUDIT

Report by Assistant Director (Transport Development)

 

Introduction

  1. This report outlines the need for, and development of, a new process to ensure that all our transport schemes are as suitable as they can be for the more vulnerable road users: pedestrians, cyclists, equestrians and people with a disability.
  2. It recommends the adoption of a new Vulnerable Road User Audit (VRU Audit) process, to check that the needs of vulnerable users are properly considered during the development and implementation of all our new transport measures.
  3. The Need for a Vulnerable Road User Audit

  4. The National Cycling Strategy, published by Central Government in 1996, identified that the needs of cyclists should be considered in all highway engineering schemes. The 1998 White Paper A New Deal for Transport, published by the Government, highlighted the importance of promoting sustainable modes of transportation, and called on local authorities to improve conditions for local journeys on cycle and foot, using audits of new highway schemes as one method of doing this. In response to this, in 1998 the Institution of Highways and Transportation issued guidelines for Cycle Audits. The Provisional Local Transport Plan, approved in July 1999 by the Environmental Committee, included the commitment to introduce Cycle Audits within the draft of the Cycling Strategy.
  5. As well as this Cycling Strategy, the Provisional Local Transport Plan also included the draft of a proposed Walking Strategy: during work on finalising the Local Transport Plan the lack of any similar audit for pedestrians, or indeed other vulnerable road users, was noted. The Environmental Committee considered that there was value in developing a procedure that helped plan and design individual highway and traffic schemes to achieve maximum benefits, and minimum disbenefits, for non-motorised road users.
  6. With this in mind, the Local Transport Plan, approved in July 2000, included the proposal to develop a Vulnerable Road User Audit (VRU Audit), which would consider the needs of not only cyclists, but also pedestrians, equestrians and people with a disability.
  7. In June 2001 the Environmental Committee approved the Walking and Cycling strategies, and both of these strategy documents included the aim to introduce a VRU Audit by 2002. However, developing this audit process was much more complex than originally thought, and work has only now been completed on the draft procedure.
  8. Development of the Audit Process

  9. Our term consultants, Babtie Group, were commissioned to undertake the specialist work of developing a process for auditing new schemes, to make sure that the needs of vulnerable road users were properly considered.
  10. The initial work involved the review of a wide range of documents, including existing County policies, from which were drawn out key requirements and guidelines affecting cyclists, pedestrians, equestrians and people with a disability. This was developed into the first draft of an audit process, consisting of a checklist of issues to review for a scheme, accompanied by a comprehensive set of guidance notes.
  11. The involvement of organisations and individuals representing the various user groups was identified as a key element in the development of Oxfordshire’s VRU Audit. The first draft of the Audit documents was therefore sent out to local and national interest groups in March 2002, and all the members of the Oxfordshire Transport Forum were offered the opportunity to see and comment on the draft documents. Detailed discussions were subsequently held with members of local groups representing cyclists, pedestrians and people with a disability. The equestrian representatives were happy to submit written comments on our proposed audit and did not take up the opportunity for further discussions.
  12. Pilot Audit

  13. The draft documents were revised in light of all the comments received in the initial consultation. This second draft was then used in a Pilot Audit exercise, involving representatives from the Oxford Council of Disabled People, the Oxford Pedestrian Association and the Cyclists Touring Club in Oxford, and a cross section of officers from the Environment & Economy Directorate.
  14. The Pilot Audit took place on Monday 14 April 2003, during which a real scheme was put through two stages of the proposed VRU Audit. This identified further changes that would be needed to the audit documents, but it also showed that the process itself was basically robust, successfully identifying a number of issues in the audited scheme that would have improved its suitability for vulnerable road users.
  15. In addition, the pilot day also demonstrated the high level of support for this initiative within the groups representing the interests of various vulnerable road users, with representatives attending the day in their own time, and with positive comments made about the general principles and method of the proposed VRU Audit.
  16. Following the pilot audit day, a full trial "Stage 4" (i.e. post-completion) audit was undertaken by engineers from within the Environment & Economy Directorate, on the scheme that was chosen for the pilot. This again checked the operation of the audit documents, and provided an indication of the level of resource that will be needed within the Directorate to undertake an Audit. The reports produced as a result of this audit have been placed in the Members’ Resource Centre, to give an indication of the issues raised.
  17. The Vulnerable Road User Audit

  18. The draft of the VRU Audit documents, "Audit Checklist" and "Standards and Guidelines", have been placed in the Members’ Resource Centre for inspection.
  19. The VRU Audit complements, rather than replaces, the existing Safety Audit process, so that new schemes not only seek to reduce the risk of accidents for vulnerable users, but also help provide an environment that encourages and facilitates travel for them.
  20. VRU audits would be undertaken, alongside but separately to Safety Audits, at various key stages in a scheme’s development. It is proposed that auditors work in pairs, running through the checklist for the appropriate stage to produce an end report, presented to the scheme designer for comment and/or action. Not all schemes would need every stage of VRU Audit, as is already the case for safety audits. The procedure in Annex 1 (download as .doc file) is proposed to help choose the stages of VRU Audit that should be carried out for any particular scheme.
  21. The Client Project Manager for any scheme would arbitrate when there is any difference of opinion between the auditors and the designer, or any conflict between Safety Audit and VRU Audit recommendations. However, it should be noted that there might be legal issues arising from Safety Audits that would have to be carefully considered in all such cases.
  22. The Next Steps

  23. If approved, the draft VRU Audit documents are now suitable for use.
  24. During the development of the audit process it has become clear that the most benefit would be achieved by using a team of experienced and highly trained auditors. It is intended that a training package is developed for the principles of the VRU Audit, but Auditors should also identify any additional training they need in order to be fully conversant with the needs of all vulnerable road users.
  25. Although the precise staffing requirement to carry out these audits is very difficult to anticipate, the pilot audit indicated that it will have significant resource implications which will be difficult, if not impossible, to find within existing staffing levels. In addition, it is hard to identify suitable auditors at the moment, because of the uncertainty remaining about posts and responsibilities within the new Environment & Economy Directorate. I therefore suggest the resources for undertaking VRU Audits are identified within the new Directorate as part of the current structure review.
  26. With the above in mind, it should be realistic to start the full audit process, if approved, on 1 April 2004, with schemes in the next financial year being subject to VRU Auditing throughout their development.
  27. The proposed VRU Audit is groundbreaking in nature, and thus it is likely that issues will arise as knowledge and experience grow. With this in mind, I suggest that the Director for Environment and Economy be authorised to approve any changes to the process or the documents, which prove necessary during operation.
  28. The need to cater for vulnerable road users is not something confined to Oxfordshire. There has already been interest in our VRU Audit from other local authorities and interest groups keen to promote examples of good practice. I suggest that we make the audit documents available to other bodies so that Oxfordshire’s audit process can be widely used to improve the environment for vulnerable road users.
  29. Environment Scrutiny Committee Views

  30. This report was presented to the Environment Scrutiny Committee on 17 September 2003. The Committee’s advice to the Executive is…
  31. Environmental Implications

  32. We already have a number of policies in place that aim to improve the environment for vulnerable road users, but their implementation has at times been haphazard. This new audit process will help ensure all these policies are fully implemented.
  33. In addition, audits will provide valuable, focused feedback that will increase knowledge and skill amongst planners and engineers. Undertaking VRU Audits will help make sure that the needs of vulnerable users are properly considered in all our transport schemes.
  34. Financial and Staff Implications

  35. It was recognised that developing a VRU Audit would be a significant piece of work, and the Government Office for the South East was approached in April 2001 to see if it would be prepared to proceed with this as a joint initiative. However, when no progress was made with this, Babtie Group, our term consultants, were commissioned to develop an audit procedure on our behalf, with regular steering from officers within the Environment & Economy Directorate.
  36. The cost of developing the audit process was around £10,500, including an allowance for developing a package to train auditors in the new process. To obtain the most from the process, it is likely that further training will be necessary to make sure that those selected as auditors are fully conversant with the needs of all vulnerable road users. This more generalised training would be part of the annual training budget.
  37. This new process is likely to have a significant resource implication in terms of staff time. Auditors would be selected from existing Environment & Economy Directorate staff, or will need to be new appointments to positions that include undertaking VRU Audits as part of their role. The resourcing of this new initiative should be considered as part of the current review of the structure of the Environment & Economy Directorate.
  38. RECOMMENDATIONS

  39. The Executive is RECOMMENDED, subject to consideration of the advice of the Environment Scrutiny Committee, to:
          1. approve the introduction of Vulnerable Road User Audits for all new transport schemes from 1 April 2004;
          2. approve the "Audit Checklist" and "Standards and Guidelines" documents;
          3. approve Annex 1 (download as .doc file) as the basis for selecting which stages of VRU Audit will be required for individual schemes;
          4. authorise the Director for Environment & Economy to consider additional staff appointments to undertake Vulnerable Road User Audits, as part of the ongoing Directorate structure review; and
          5. authorise the Director for Environment & Economy to make any changes to the Vulnerable Road User Audit procedure or documents, thought necessary as experience in auditing develops.

EDDIE LUCK
Assistant Director (Transport Development)

Background Papers: Audit Checklist, Standards and Guidelines, Chinnor Stage 4 VRU Audit

Contact Officer: Andy Nellist Tel: (01865) 815789

August 2003

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