Return to Agenda

Division(s): Banbury Grimsbury & Castle, Banbury Hardwick, Banbury Neithrop, Wroxton.

ITEM CA13

CABINET – 20 DECEMBER 2005

BANBURY FLOOD ALLEVIATION SCHEME

Report by Head of Transport and Solicitor to the Council

Background

  1. Banbury has a long history of flooding. The town is located on the flood plain of the River Cherwell. The river’s catchment is founded mostly on impervious clays leading to a rapid response to rainfall and a tendency to flood. The 1998 flood is the most recent large flood to affect properties in Banbury and it also caused a significant disruption to the transport system. Similar scale events were recorded in 1947 and 1932.

    (Annex 1 - map - download as .doc file)
  2. In response to local concerns the Environment Agency (EA) is proposing to construct a flood alleviation scheme to reduce the risk of the River Cherwell flooding Banbury. Planning permission has been granted for the scheme by Cherwell District Council.
  3. The chosen scheme is the result of a series of studies carried out by consultants for EA between 2001 and 2004. Various options were considered before concluding that a combination of flood storage upstream of Banbury and localised flood defences within the town would provide the "most sustainable, environmentally acceptable, cost effective, socially acceptable and technically feasible of all the flood defence options".
  4. The scheme also runs into Northamptonshire. It is understood that Northamptonshire County Council still have outstanding technical issues with the EA and therefore the EA’s planning application for the scheme in Northamptonshire has been withdrawn at the present time. In terms of the highway issues, Northamptonshire County Council took joint legal advice with this Council (detailed below). It is believed that Northamptonshire County Council are yet to form a view as to whether it can withdraw its objection to the EA’s compulsory purchase order (CPO).
  5. The Scheme

  6. The element of the EA’s proposed scheme with particular significance to the County Council is a "Flood Storage Area Upstream of Banbury". This is located to the north of the M40 and is part of the River Cherwell’s existing flood plain. A section of both the present and former A361 (the latter being now used as a footpath and cycle route) lie within the storage area. A key plan is attached.
  7. Two storage area layouts were considered in detail by the EA. The first entailed the construction of a horseshoe shaped embankment to contain flood water in the area between M40 and A361 and avoided directly flooding the A361. In the second layout the embankment is curtailed by omitting the portion protecting the A361 and permitting flooding of the roadway and agricultural land to the east.
  8. In an Environmental Statement dated March 2004 the EA concluded that the second layout was to be preferred due to its greater cost saving and reduced environment impact and because it would provide greater flood storage which in turn would reduce down stream flood levels. In the same Environmental Statement it was also stated that "this alignment does not seek to prevent flooding of the A361….., which will continue to flood at a frequency similar to that at which it currently floods". The EA have subsequently stated that the cost benefit ratio for the first option would be insufficient for the scheme to achieve a place in their works programme and that the second option provided the only viable scheme.
  9. In the proposed scheme, flow control structures would throttle flows on the River Cherwell and reduce water levels in Banbury whilst retaining the remaining volume of water. The first layout would be unlikely to be effective in dealing with a 1 in 100 year event whereas with the second layout floods up to a 1 in 200 year event would be stored and flows in excess of a 1 in 200 year event would be released in a managed fashion.
  10. The Benefits of the Scheme

  11. In existing conditions a 1 in 20 year flood causes local flooding of the public highway in Banbury and of the A423 Southam Road to the north of the town. The extent, depth and duration of the flooding increases with the severity of the event, with Banbury Station becoming flooded during a 1 in 50 year event and Southam Road and other streets in Banbury becoming impassable at around a 1 in 100 year event.
  12. The scheme would reduce the risk of flooding for the residents and businesses in Banbury and would aim to provide protection against a 1 in 200 year flood. The 1998 event was approximately a 1 in 100 year flood and would have been prevented if the scheme had been in place.
  13. The Effect on the A361

  14. In the 2004 "Environmental Statement" the EA conclude "There would be no increase in the frequency of flooding in the upstream flood storage area but there would be an increase in the extent of flooding, the depth of flooding and the duration of flooding" and "For the worst case flood that could be stored in the flood storage area….there would be 1.6m increase in depth increasing flooding by 19 hours to a total of 54 hours…".
  15. In existing conditions the A361 floods locally with a 1 in 50 year event but remains passable with care up to a 1 in 100 year event. Flood maps provided by the EA show that with the scheme in place there would be no increase in depth or duration until a 1 in 50 year flood event. The maximum period of closure illustrated for a 1 in 50 year event is 19 hours, for a 1 in 100 year event 30 hours and for a 1 in 200 year event 40 hours (copies of the EA’s Flood Maps are on deposit in the Members’ Resource Centre).
  16. Public Rights of Way

  17. The scheme would affect the footpath/cycle route along the former A361, which would flood to the same frequency and duration as the A361 itself and to approximately the same depth.
  18. The footpath/cycle route would need to cross over the new flood embankment which would be constructed across its route. Ramps would be provided but the gradient could affect low-mobility users such as people in wheelchairs, people pushing prams and those with walking difficulties.
  19. Closure Protocol

  20. There is currently no clear protocol either for warning of the likelihood of flooding or for dealing with the consequences regarding the highway.
  21. With the scheme in place the EA would be able to provide advance warning of the likelihood of a flood on the A361 giving sufficient time for a closure plan to be implemented. A protocol would need to be agreed with the EA and with neighbouring highway authorities, Northamptonshire and Warwickshire County Councils, for providing advance warning of the likelihood of flooding and for the closure of the A361 and the setting up and removal of a diversion route.
  22. The Legal Position

  23. Officers of both this Council and Northamptonshire County Council were concerned regarding the effect that the flooding of the A361 and the footpath/cycle route to an increased depth and duration would have on the Council’s duties as highway authority.
  24. Under Section 130 of the Highways Act 1980, the highway authority has a duty to assert and protect the rights of the public to use the highway and under Section 41 a duty to maintain the highway. It was considered that acceptance of the deliberate flooding of the A361 and footpath/cycle route could be in breach of the Section 130 duty. Such interference could be deemed to amount to a public nuisance and therefore, there was a possibility that the Council could not properly support the scheme.
  25. In view of this, legal advice was sought from David Holgate QC on a joint instruction with Northamptonshire County Council. Mr Holgate confirmed that such a scheme would be incompatible with the highway authority’s duties under Section 130 if the increase in the extent and duration of the flooding was not "reasonable". As to whether the increase is reasonable in a particular case is dependent on a number of factors, including whether or not objection to the scheme – by preventing its implementation - would result in flooding of other lengths of highway in locations where it could be more damaging than the temporary flooding of the A361 in the manner proposed.
  26. To enable the highway authorities to decide whether or not the increase in extent and duration would be "reasonable" officers requested and obtained information from the EA to enable them to understand in sufficient detail the likely frequency, extent and duration of the flooding of the A361 and the benefits the scheme would bring to other roads in Banbury. Having analysed the information provided by the EA officers have concluded that on balance the increase in extent and duration, taking into account the existing impact of the natural flooding on the A361, footpath/cycle route and surrounding highway and transport network, and the benefits brought about by the scheme, is not unreasonable and therefore would not amount to a public nuisance.
  27. In light of this, your officers’ view is that the scheme can be supported in principle. However, the details of the scheme and how it will be managed give rise to a number of issues that currently remain outstanding.
  28. The CPO as currently drafted is not sufficiently clear as to what rights the EA are seeking to acquire. Counsel advised that the County Council should maintain its objection to the CPO until such time as those rights have been clarified. The EA have since confirmed that they are seeking easements to flood the highway as and when necessary; County Council officers have responded that, subject to certain conditions, the Council would be able to give limited easement in this respect as far as they control the land as highway authority. To withdraw the objection, the easements/rights must be clearly documented in a separate agreement with the EA.
  29. As far as your officers are aware, no similar scheme has been undertaken by the EA in this precise manner in any other part of the country. Therefore, potential liability to third parties is very much an "unknown". In view of this, Counsel has advised that Oxfordshire County Council should not withdraw its objection to the CPO without obtaining indemnity from the EA to protect the County Council against potential third party claims arising as a result of the scheme whatsoever. We are currently waiting to hear from the EA whether it will agree to give this indemnity.
  30. If the EA are not able to give such an indemnity, Counsel has advised that the highway authorities should maintain their objection. In this event, the CPO procedure will continue with Oxfordshire and Northamptonshire County Councils as objectors, and a decision will be made by the Secretary of State as confirming authority. If that decision is to confirm the CPO the Order will still be subject to special parliamentary procedure before it could take effect.
  31. Essentially, the purpose of the parliamentary procedure is to resolve the incompatibility of the powers. In circumstances where a decision of the Council would be in breach of its statutory duty and/or not in the interests of highway users, such a decision is taken by a "third party" – thereby not being a decision attributable to the Council and therefore, not a decision for which the Council could be held to account.
  32. It is important to note that there is a distinct difference between the County Council acting in its capacity as highway authority and reacting to naturally occurring flood events and how it might react to planned flood events. Management of this scheme is therefore crucial and the Council’s liability to the public will be affected by the way the scheme is managed.
  33. In a natural flood situation, the County Council can only reasonably be expected to react as and when a flood is brought to its attention and must then do all that is reasonably necessary in those circumstances. Where a planned flood event takes place there must be an adequate procedure in place to ensure that the Council has advance warning that a flood is going to occur and that all necessary diversions and other measures are in place. A satisfactory management agreement will therefore need to be reached and a protocol drawn up to protect its interests as highway authority prior to any objection being withdrawn.
  34. The increase in flooding will have a physical impact on the highway. The EA have acknowledged that the increase in the physical wear and tear/maintenance required as a result of the increase in depth and duration of the flooding needs to be addressed. Commuted maintenance sums and any other costs arising as a result of the scheme will be required to ensure that the Council can carry out its maintenance duties under Section 41 of the Highways Act 1980. The above-mentioned indemnity will need to extend to potential claims against the Council for claims arising from damage caused to the highway.
  35. Permanent works would be required to provide a new access from the A361 to service the proposed flood control structures and to construct the flood embankment over the footpath/cycle route along the former A361. A Section 278 Agreement would be required to permit the EA to carry out these works.
  36. Financial Implications

  37. As already stated there would be some direct financial consequences to the County Council should the scheme be implemented and those costs would need to be quantified so that they could be recovered from the Environment Agency. For example there would inevitably be some damage to the fabric of the carriageway, through prolonged saturation leading to an increase in the ongoing cost of maintenance. Diversion signing would be required and there would be an initial cost for its provision and an ongoing maintenance cost. There would also be a staff cost in setting up and maintaining the diversion route in the event of a flood warning.
  38. RECOMMENDATION

  39. The Cabinet is RECOMMENDED to accept the Environment Agency’s Banbury flood alleviation proposal on the basis set out in the report and agree the withdrawal of the County Council’s objection, subject to the following conditions being met to the satisfaction of the Director for Environment & Economy and the Solicitor to the Council:

    1. the documentation in a separate agreement of any rights to be granted to the Environment Agency by the Council;
    2. the agreement of a management protocol for early warning of flood events and for establishing and removing of diversions;
    3. agreement by the Environment Agency to reimburse the Council’s reasonable costs incurred as a direct consequence of the proposed scheme;
    4. the granting of a full indemnity to the Council by the Environment Agency.

STEVE HOWELL
Head of Transport

PETER CLARK
Solicitor to the Council

Background papers: Environment Agency Banbury flood alleviation proposal

Contact Officer:
Brian Fell, tel (01865) 815083
Christina Daniels, tel (01865) 815383

December 2005

Return to TOP