Meeting documents

The Executive
Tuesday, 19 March 2002

EX190302-08

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ITEM EX8

EXECUTIVE 19 MARCH 2002

CORPORATE GOVERNANCE SCRUTINY COMMITTEE – 7 MARCH 2002

POLITICAL MANAGEMENT ARRANGEMENTS - REVIEW OF CONSULTATIVE ARRANGEMENTS

Report of the Review Panel

Summary

  1. In the submission to the Secretary of State for Transport, Local Government and the Regions on the new political management arrangements for Oxfordshire the Council set out its commitment to review what standing and other consultative arrangements if any should be developed. The Council commissioned the Corporate Governance Scrutiny Committee to undertake that review. The Committee appointed Councillors Brian Hodgson, Biddy Hudson, Brian Law and Jim Moley to lead the review.
  2. We have met as a panel on 5 occasions and have:-
    1. considered the outcomes of the Stakeholder Consultation on New Political Management Arrangements;
    2. looked at the strategy and guidance issued to departments on consultation and the outcomes of some of the corporate consultation undertaken in recent years on the public’s attitude to the Council;
    3. received information from departmental officers on the range and extent of consultation being undertaken or planned.

  3. The timescale set for this review was extremely tight and we did not have the opportunity of following up the previous consultation with stakeholders to get their views on how they would want to see the Council consulting with them. Equally, we did not have the opportunity to explore best practice from other local authorities. We believe that further work needs to be undertaken and this report therefore presents our interim recommendations. Councillor Brian Law had expressed his reservations to the other three members of the panel about some of the conclusions reached in our findings and the recommendations. Unfortunately, we were not able to resolve these as he was not able to attend our final meeting.

  4. This is an interim report only as :-
    1. the timing of this review panel coincided with a Consultation Audit being carried out by the Corporate Consultation Officer;
    2. the amount of time given to this review has been very short and it has not been possible therefore to undertake consultation with any stakeholder community.

    RECOMMENDATIONS

  5. (a) We RECOMMEND the Committee to extend the life of this Panel until October 2002 in order to enable us to:-

    • reconvene when the Consultation Audit is completed to review its findings;

and

    • consider the findings in recommendations (b)-(e) below, with a final report to the Committee in October 2002;

and, subject to such extension, to endorse the panel’s further work:

          1. to ask officers to look at best practice in other similar authorities on consultation, including amongst other things member involvement with stakeholder groups generally and to cost various options for our consideration;
          2. in the meantime, we are conscious that the Race Relations (Amendment) Act places new duties on the Council and that there is a particular emphasis on consultation. We therefore consider that the ethnic minority community representatives who were members of the former Ethnic Minorities Consultative Committee would be best placed to form the key basis of a reference group which could meet with the appropriate members and officers and:-
              1. comment upon the Executive’s proposals for implementing the Race Relations Amendment Act;
              2. in the light of (i) above and of the best practice identified under recommendation (b), advise us on how consultation with ethnic minority communities might take place in the future within the Council’s new political management arrangements.

            This work to be completed and a final report to be submitted by us to the Corporate Governance Scrutiny Committee in October 2002.

          3. to encourage the Executive and Scrutiny Committees to form effective communication with stakeholders in line with the comments received to the original consultation on the new political management arrangements: and
          4. whilst recognising that planned major consultation exercises will be included within the Executive Forward Plan which however only provides outline details, that further information about the details of such exercises be specifically drawn to members’ attention through the Members’ Bulletin and, when it is developed and members can access it, through the Intranet.

Background

  1. Prior to the adoption of its new political management arrangements, the Council commissioned extensive consultation with the community about its preferred arrangements. In the submission to the Secretary of State in September 2001 the Council recognised that many of the findings from the consultation related to the way in which it communicated, engaged and encouraged participation from the community not only in the democratic process but also in the services for which it is responsible. The Council recognised that the political arrangements set out in the submission would go some way towards addressing these issues. However, the Council also acknowledged that further work needed to be done, both in the short and medium terms.
  2. The Council therefore commissioned the Corporate Governance Scrutiny Committee to undertake a review of standing consultative arrangements and how stakeholders would wish to engage with the Council. The Scrutiny Committee appointed Councillors Brian Hodgson, Biddy Hudson, Brian Law and Jim Moley to form the Review Panel to lead the review. We were appointed for a fixed term from 13 December 2001 until 2 April 2002. The Corporate Governance Scrutiny Committee also appointed review panels to look at local area structures (consultative and/or decision making) and of ways in which County Councillors could strengthen links with the communities and constituents they represent. We were conscious that these issues related to and had an impact upon our review and we have therefore tried to avoid duplication.
  3.   The Process of the Review

  4. The timetable for us to conduct our review was extremely tight and we have met 5 times over a period of 7 weeks. We have been supported in our review by Derek Bishop Head of Democratic Services and Carole Dixon Corporate Consultation Officer. Whilst the core area for our review was around what standing consultative arrangements particularly with stakeholders should exist within the new political management arrangements and what form they should take, we also took a much broader approach and looked at consultation issues generally.
  5. We had as our starting point the responses to some of the issues relating to consultative processes which came from the original consultation on political management arrangements. These are available together with other background papers to our review in the Members’ Resource Centre. We recognised that within the time available to us for carrying out the review that it was not possible to carry out any additional consultation with stakeholders which might have further informed our recommendations. However, we were able to meet with officers responsible for corporate and service consultation issues and are grateful for the time they gave in assisting us.
  6. We recognised as we proceeded with the review that consultation is a complex and broad issue and that the means of consultation are many and varied. We also recognised that there are many different purposes for consulting and that consultation takes place at many different levels within the County Council. To help us come to a clearer view of what issues needed to be addressed we looked at the public and stakeholders within three broad categories which we termed:-

    • communities of place (i.e. geographically defined);
    • communities of interest (e.g. friends of museums, ramblers associations, user groups);
    • communities of identity (e.g. Young people, older people, ethnic groups, business).

  1. Whilst this categorisation was helpful it also had its limitations in that the majority of people are likely to belong to at least two of these categories simultaneously. We also therefore looked at a division of consultation between corporate consultation undertaken centrally and aimed at the general public as a whole and service specific consultation which was focussed upon particular sections of the public.
  2. Findings

  3. In relation to communities of place, we recognised that this would primarily be addressed by the local area structures review and we have not therefore made any recommendations on this.
  4. In terms of communities of interest, we considered that the main thrust of consultation would be undertaken within services. We:-

    • found that consultation with the general public and service users had improved considerably in the last year;
    • were impressed with the presentations we received from departmental officers which gave us a good picture of the type and range of consultation being carried out, the extent of consultation and the variety of consultation methods being used;
    • were pleased to see that Departments had or were now in the process of developing consultation plans which would set out proposals for consultation and the processes to be used.

  1. We did have some concerns that:-

    • there might be some duplication between consultations;
    • there could be dangers of "consultation overload" where some stakeholders are contacted numerous times by different services in a very short space of time;
    • corporate resources such as the central stakeholder database were being used by departments to full effect;
    • there may be scope for developing a more co-ordinated approach;
    • members may not be fully aware of the consultation which is being undertaken.

  1. The timing of our review was unfortunate in that the Council’s Corporate Consultation Officer is shortly to undertake an audit of departmental consultation which will provide an objective evaluation of the consultation being undertaken. A consultation framework is also to be produced. The outcome from these will help to address our concerns. However, we feel that it would be helpful if this Group were to review the outcome of the audit.
  2. In terms of the corporate consultation, we noted that the political modernisation consultation itself had been commended as an example of good practice and that a wider range of consultation techniques was now being employed. We think that these will over time give the Council a statistically reliable set of data which will be able to inform the decision making process. We noted that the Council’s Citizens' Panel had now been established and would provide an essential component in being able to gauge public views on a wide range of issues. We hope that this will be used both for corporate issues and also by departments for service issues.
  3. In relation to Communities of identity we realised that the majority of contact with particular groups took place with members at a local level. In terms of participation at a countywide level, there was consultation by departments on specific service issues which affected particular groups such as young people or ethnic minority groups. However, with the exception of the former Ethnic Minorities Consultative Committee and the Older Peoples’ Panel there had not in the past, been any systematic, organised way of consulting face to face with these groups on a corporate basis. It was only with these two exceptions that there was also direct involvement from elected members. We recognised that there were differing views and expectations about how the Council should consult with community groups and what the role of members should be in that. We also recognised the differences between giving information and developing methods for two way communication between the Council, communities as a whole and different interest groups and stakeholders within it.
  4. We were aware that there was an expectation by some members that in relation to ethnic minority groups formal arrangements with those communities would continue under the new political management arrangements. However, we were mindful that the Race Relations (Amendment) Act places new duties on the Council and that there is a particular emphasis on consultation with ethnic minority groups. We also had not had the opportunity of consulting further with those groups (or indeed other stakeholders) on what future consultation arrangements they would like to see. We therefore consider that it is premature at this stage to make any recommendations on what permanent consultative arrangements (if any) should be put in place for ethnic minority groups or indeed any other groups.
  5. However, we did recognise that the Race Relations (Amendment) Act will require the Council as part of the policy and plan which the Executive will need to produce to specify the consultation arrangements which it has with Ethnic Minority Groups. We understand that this will need to be in place by the Summer. Given that the legal framework under which the Council will be required to operate is changing we feel that a specific piece of work needs to be undertaken on this area. We think that the best way of progressing this would be to establish a time limited reference group of community representatives and others. We suggest that the ethnic minority community representatives who were previously on the Ethnic Minorities Consultative Committee could form the basis of such a reference group. The reference Group should be asked to comment upon the Executive’s proposals for implementing the Race Relations Amendment Act and to provide advice to us on how consultation with ethnic minority communities might take place in the future within the Council’s new political management arrangements.
  6. In relation to consultation with other groups we do not feel in a position at this stage to make any specific proposals. We think that the officers should be tasked with reviewing best practice in other similar Authorities in terms of any standing consultative arrangements with stakeholder groups, how they fit within their new political arrangements (including amongst other things member involvement) and provide us with costed options for our consideration. In the meanwhile, we consider that the Executive and the Scrutiny Committees should be encouraged to form effective communication with stakeholders in line with the comments received to the original consultation on the new political management arrangements.
  7. One of our concerns as noted in paragraph 9 above was that members may not be fully aware of the extent and range of the consultation which is being undertaken by the County Council. We do think that members should be more effectively made aware of the consultation going on. Whilst we recognised that the Executive Forward Plan does need to contain details on consultation being undertaken in relation to prospective decisions this merely provides an outline. We think that more detailed information should be provided to members on consultation being undertaken, particularly if that is happening at a local level. We think that the best vehicle for providing this is the Members’ Bulletin and that when it is developed and members can access it, through the Intranet. We recognise that Executive members may wish to maintain an overview of major consultations particularly those affecting services but we did not consider that as a general rule members should be involved in details of consultation.
  8. Financial and Staff Implications

  9. Our report does not propose the introduction of any additional arrangements at this stage. We recognise that some officer time and resources will be required to undertake further research on good practice in other local authorities, but consider that this is minimal and this will need to be included within their work programmes. There will be some minimal cost associated with our proposals for a reference group to advise on the implementation of the Council’s new responsibilities under the Race Relations (Amendment) Act but consider that consultation on this issue would in any event need to be undertaken. Any costs should therefore be met from within existing budgets.

Review Panel on Local Area Structures

Cllr Brian Hodgson
Cllr Biddy Hudson
Cllr Brian Law
Cllr Jim Moley

28 February 2002

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